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Other fees

Description	Amount
ACAT Fees — Inbound	FREE
ACAT Fees — Outbound	$50.00
ACH Recalls / Reversals	$30.00
ACH Returns	$30.00
Certificate Safe Keeping Fee	$15.00/Quarter
Conversion Fees (changing ADR to ODR)	$50.00 + passthrough
DTC Fees	$25.00
Foreign securities-ACAT Fees	Variable
IRA Annual Fee	$35.00
IRA Closing Fee	$50.00
Options Exercise Fee	$25.00
Overnight Checks (Domestic)	$20.00
Overnight Checks (Intern)	$30.00
Pre Pay Fees	$20.00
Return Certificates	$50.00/Item + TA
Saturday Delivery Checks	$25.00
Stop Pay Fees (W/D) (Only if check is equal to or less than 10 days old)	$30.00
Wire Fees (Domestic)	$15.00
Wire Fees (International)	$50.00
Wires Returned	$30.00
ADR Hold Fee	$0.03 per share annually
Certificate Processing Fee	$75.00
DRS Statement Withdrawal	$40.00
DWAC and DRS Process Fee	$40.00 + TA
ESOP Trades	$185.00 + TA
Non-DTC Eligible Securities	$75.00 + TA
Request of Certificate for DRS eligible issue	$350.00
Research Fee	$25.00
Restricted Stock Processing	$125.00 + passthrough
RUSH Transfer Request	$575.00 + 235 + TA
Transfership request to mail to customer	$485.00 + TA
Warrant Exercise	$125.00 + TA
Worthless Security Held	$7.50 / month / cusip
Worthless Security Reinstated	$15.00 / cusip
144 Sales	$225.00 + TA
Certificate Deposit	$75.00 per cusip per deposit
Legal Deposits	$25.00 per item
Money Market Check Bounce	$30.00
Paper Confirms	$2.00 per
Paper Statements	$2.00 per
Prepays on Customer Trades	$20.00 plus interest
Reg T Extensions	$10.00 plus interest
Reorg Items and Tenders	$15.00/item/account
Research and Statement Copies	$15.00/hour, minimum 1 hour
Returned Checks - NSF	$20.00 + interest

ECNs — simple pricing

Add liquidity: +0.002 Remove liquidity: -0.003

Available Market Makers

Knight (NITE) UBS (UBSS) Auto Desk (AUTO) Citigroup (SBSH) Finance 500 (FANC) Hudson (HDSN) Penson (PFSI)